Compliance Officer (Hybrid) – up to $60 per hour

Catagory Icon

Asset Management

Direct Hire

Temporary

Location Icon

Newport Beach, California

Worksite Arrangement Icon

Hybrid

Asset-Management-Icon-Green-18-Matched

$60

Catagory Icon

Asset Management

Worksite Arrangement Icon

Hybrid

Asset-Management-Icon-Green-18-Matched

$60

Location Icon

Newport Beach, California

Direct Hire

Temporary

We are seeking a Compliance Officer to join a high-performing compliance team focused on managing material non-public information (MNPI), maintaining restricted trading lists, and enforcing information barrier protocols.

Why This Job Stands Out:

  • High-impact role supporting critical compliance functions in a global finance environment
  • Hybrid schedule with a balanced 4-days onsite, 1-day remote work setup
  • Pay of up to $60/hour based on experience
  • Work closely with legal, investment, and compliance teams across international offices
  • Gain exposure to high-level decision-making and insider trading protocols
Key Responsibilities:
  • Review expert network interaction requests and chaperone sensitive meetings as needed
  • Evaluate access to virtual data rooms and manage confidential content workflows
  • Maintain restricted and watchlists accurately and in real-time
  • Assist in monitoring and escalating MNPI events, both planned and inadvertent
Required Experience:
  • 2+ years in compliance or regulatory roles, preferably within financial services
  • Experience handling confidential information and regulatory controls
  • Background working within a compliance function that interfaces with legal and investment teams
Nice-to-Have Experience:
  • Familiarity with public vs. private-side dynamics in asset management or investment banking
  • Prior exposure to insider trading compliance or Control Group operations
  • Experience working in a global or cross-border compliance environment
Required Skills:
  • Skilled in executing compliance controls related to MNPI
  • Strong verbal and written communication abilities
  • Exceptional attention to detail and organizational strength
Preferred Skills:
  • Knowledge of insider trading laws and U.S. securities compliance
  • Ability to interpret and apply internal policies and regulatory frameworks
  • Comfortable collaborating with international teams under high-stakes scenarios
  • Support coordination of internal compliance procedures across global offices
  • Join a fast-paced and evolving organization that values precision and integrity

Disclaimer: There are no costs for candidates utilizing our services as our clients pay for all related hiring fees. All ProPivotal job postings are either actual positions we had available at the time of posting and/or are representative of positions we typically fill or expect to fill. If you see a job that interests you, respond to the ad or give us a call so that we can help you find a job you'll love. As one of the area's largest staffing firms, we help 2,500 people find jobs a year so chances are good that we can help you too.

ProPivotal is an equal opportunity employer and considers qualified applicants for employment regardless of race, gender, gender identity, gender expression, age, color, religion, disability, veteran's status, sexual orientation, or any other protected factor.

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